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41 Financial Regulation and Compliance Jobs in India
The work turns dense regulatory frameworks into operational policy, then audits whether the institution actually follows it.
Average salary: INR 2,106,098
Average salary
INR 2,106,098
across 41 jobs
- Managed Services - SEC Perpetual Finance - Senior Associate
- PwC
- Bengaluru, Kolkata, India
- INR 1,200,000 – INR 1,800,000
- FinCrime Operations Team Lead - AML Investigations
- Wise
- Hyderābād, India
- INR 2,500,000 – INR 4,000,000
- Director, Credit Risk and Assurance
- Standard Chartered
- Bengaluru, India
- INR 5,000,000 – INR 8,000,000
- Manager, Trade & Regulatory Control - Onboarding
- Standard Chartered
- Bengaluru, India
- INR 2,500,000 – INR 3,500,000
- 监察专员-实习
- 小米科技 Xiaomi Technology
- Bengaluru, India
- INR 300,000 – INR 500,000
- Area Manager - Fraud Risk Management
- Tata Capital
- Chennai, India
- INR 1,200,000 – INR 1,800,000
- Senior IT Auditor - SOC
- A-LIGN
- Gurugram, India
- INR 1,800,000 – INR 2,600,000
- AVP - Internal Audit - Risk & Legal
- MUFG
- Bengaluru, India
- INR 3,000,000 – INR 4,000,000
- Associate General Manager - Management Audit & Assurance Services
- Adani Group
- Ahmedabad, India
- INR 3,000,000 – INR 4,500,000
- Associate, Investigation and Dispute, FinCrime Managed Services
- PwC
- Bengaluru, India
- INR 600,000 – INR 900,000
- Manager - IRM Architect
- PwC
- Mumbai, India
- INR 2,500,000 – INR 4,000,000
- Manager - Audit (Swiss Desk)
- KPMG India
- Gurugram, India
- INR 3,000,000 – INR 4,500,000
- FinCrime Operations Senior Analyst - PEP
- Wise
- Hyderābād, India
- INR 1,200,000 – INR 1,800,000
- Due Diligence Analyst
- OSTTRA
- Gurugram, India
- INR 800,000 – INR 1,200,000
- Team Member - Gold Loans
- CSB Bank Limited
- Puducherry, India
- INR 300,000 – INR 450,000
- Finance Executive (Compliance & Taxation)
- Marriott International
- Goa, India
- INR 300,000 – INR 500,000
- Technology Risk Auditor - Manager
- OakNorth
- Gurugram, India
- INR 2,500,000 – INR 3,500,000
- Financial Crime Compliance/AML Investigator
- ONE
- Bengaluru, India
- INR 600,000 – INR 1,200,000
- Audit & Assurance Senior Associate
- PwC
- Bengaluru, Kolkata, India
- INR 1,200,000 – INR 1,800,000
- Analyst - Risk Management
- American Express
- Gurugram, India
- INR 1,200,000 – INR 1,800,000
- Analyst – Governance & Oversight of Regulatory Reporting
- American Express
- Gurugram, India
- INR 1,500,000 – INR 2,200,000
- Assistant Manager - Internal Audit
- Groww
- Bengaluru, India
- INR 1,500,000 – INR 2,500,000
- Associate/Senior Associate - CDD QC
- OakNorth
- Gurugram, India
- INR 800,000 – INR 1,500,000
- Senior Manager - Regulatory & Commercial
- Adani Group
- Ahmedabad, India
- INR 2,500,000 – INR 4,000,000
- Senior Risk Analyst
- Wahed
- Mumbai, India
- INR 2,500,000 – INR 3,500,000
- Assistant Manager
- KPMG India
- Gurugram, India
- INR 1,200,000 – INR 1,800,000
- Risk & Reg - Internal Audit - Senior Associate
- PwC
- Kolkata, India
- INR 1,200,000 – INR 1,800,000
- Officer 3 - AML / KYC
- IQ-EQ
- Hyderābād, India
- INR 500,000 – INR 800,000
- Manager, Regulatory Reporting
- IQ-EQ
- Hyderābād, India
- INR 2,000,000 – INR 3,500,000
- Reg Reporting Ops
- Capco
- Mumbai, India
- INR 1,200,000 – INR 1,800,000
- Global Financial Crimes Compliance Risk Assessment Manager
- American Express
- Gurugram, India
- INR 2,500,000 – INR 4,000,000
- Manager
- Standard Chartered
- Chennai, India
- INR 2,000,000 – INR 3,500,000
- Director, 2LOD Quality Assurance and Improvement
- Standard Chartered
- Bengaluru, India
- INR 6,000,000 – INR 9,000,000
- Income Auditor
- Marriott International
- Mussoorie, India
- INR 300,000 – INR 450,000
- Banking Operations Associate
- NTT DATA
- Greater Noida, India
- INR 400,000 – INR 600,000
- 监察专员-实习
- 小米科技 Xiaomi Technology
- Bengaluru, India
- INR 240,000 – INR 360,000
- Manager - Verification
- SBI Card
- Ahmedabad, India
- INR 1,200,000 – INR 1,800,000
- Senior - MS - ICFR - Business Process
- KPMG India
- India
- INR 900,000 – INR 1,400,000
- Associate - Personal Independence Compliance Testing
- EY
- Gurugram, India
- INR 500,000 – INR 700,000
- Associate, Client Management Enablement
- Standard Chartered
- Mumbai, India
- INR 1,200,000 – INR 1,800,000
- Senior Manager, Regulatory Operations
- Standard Chartered
- Bengaluru, India
- INR 3,500,000 – INR 5,000,000
Financial Regulation and Compliance roles involve interpreting financial regulations, developing internal policies to meet those requirements, monitoring adherence across the organisation, and liaising with regulators during examinations or audits. The work includes risk assessments, control testing, regulatory reporting, and investigating potential breaches.
Employers typically require a degree in finance, law, business or a related field, plus knowledge of relevant regulations such as anti-money laundering rules, data protection standards, or capital requirements. Professional certifications and prior experience in financial services strengthen applications.
These roles exist in banks, insurance companies, investment firms, fintech startups, and consultancies. Positions range from junior analysts conducting control checks to senior managers overseeing entire compliance programmes and engaging directly with regulatory bodies.
Financial Regulation and Compliance jobs by city
- Luxembourg21
- Singapore17
- Bengaluru12
- Jakarta10
- Gurugram10
- Kuala Lumpur10
- Tallinn10
- Monterrey8
- Saint Helier8
- Colombia7
- Warsaw7
- Lagos7
- Dubai6
- Hong Kong6
- Vienna6
- Kraków6
More in Finance & Accounting
- Accounting Support1746
- Financial Analysis1527
- Banking and Lending1390
- Financial Managers1261
- Accounting Professionals1219
- Tax Specialists548
- Investment Specialists429
- Insurance Claims and Sales346
- Financial Sales256
Questions
What does a typical day involve in Financial Regulation and Compliance?
A typical day involves reviewing regulatory updates, assessing how changes affect current policies, testing controls through sample checks, responding to queries from business units, and documenting findings. Much of the time goes to reading dense regulatory text, updating procedures, and preparing reports for internal stakeholders or external regulators.
What qualifications are needed to enter Financial Regulation and Compliance?
A degree in finance, law, business, economics or accounting provides the foundation most employers expect. Entry-level roles often accept candidates without prior compliance experience if they demonstrate strong analytical skills and understanding of financial products or legal frameworks.
How does Financial Regulation and Compliance differ from risk management?
Financial Regulation and Compliance focuses specifically on meeting legal and regulatory obligations, while risk management addresses broader threats to the organisation including operational, market, and strategic risks. Compliance professionals interpret rules and ensure adherence; risk managers identify vulnerabilities and model potential losses across all business activities.
What skills matter most in Financial Regulation and Compliance roles?
Attention to detail matters most because missing a regulatory requirement can result in significant penalties or enforcement action. Strong written communication helps translate complex regulations into clear internal guidance, while analytical thinking supports interpreting ambiguous rules and assessing control effectiveness.
Is Financial Regulation and Compliance work deadline-driven?
The work follows both cyclical deadlines for regulatory filings and ad-hoc demands when new rules emerge or issues arise. Quarterly reporting periods bring predictable pressure, but regulatory changes or internal incidents can create urgent projects that require rapid policy updates and remediation plans.
What career progression exists in Financial Regulation and Compliance?
Progression typically moves from analyst roles conducting checks and maintaining records to manager positions overseeing specific regulatory domains, then to senior leadership setting compliance strategy and representing the firm with regulators. Specialists may also move laterally into risk, audit, legal, or regulatory affairs roles within financial services.
Do Financial Regulation and Compliance roles require interaction with regulators?
Senior roles involve regular interaction with regulators during examinations, reporting cycles, and policy consultations. Junior positions usually support these interactions by preparing documentation and evidence but rarely engage directly with regulatory bodies until they gain experience and domain expertise.
How technical is Financial Regulation and Compliance work?
The work is conceptually technical rather than mathematically intensive, requiring deep understanding of legal frameworks, financial products, and institutional processes. Some roles involve data analysis using spreadsheets or compliance software, but the core challenge is interpreting regulatory language and applying it correctly across complex organisations.
Can someone enter Financial Regulation and Compliance from outside finance?
Entry from outside finance is possible, particularly for candidates with legal, audit, or public sector regulatory backgrounds. The transition requires learning financial products and markets, but the skills of interpreting rules, assessing controls, and documenting processes transfer across industries.
What makes Financial Regulation and Compliance work challenging?
The challenge lies in applying rules written at a high level to specific business practices, often with limited precedent or guidance. Regulations frequently conflict or leave room for interpretation, requiring judgement about how strictly to implement requirements while balancing business needs against regulatory expectations.