Analyst - EDD

About the Company

Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.

For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios. We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers.

Our culture is driven by problem-solving, efficiency, and continuous improvement. We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets. Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron’s, Investopedia, Stockbrokers.com, and others.

Role Overview
Interactive Brokers is seeking an Enhanced Due Diligence (EDD) Analyst to join the expanding APAC Financial Crime Compliance (FCC) team in Hong Kong. The role will report to the EDD manager based in Hong Kong and play a key part ensuring the firm’s compliance to the local, regional, and global financial crime regulatory obligations related to anti-money laundering, counter-terrorist financing, anti-bribery and corruption, and sanctions.
Responsibilities
• Conduct ongoing EDD review on existing higher risk clients’ profile and activity in accordance with established procedures and policies.
• Prepare EDD review outcome summary in a clear and concise manner with adequate justifications.
• Perform risk assessment, ensure timely and appropriate escalation of identified risks to management to determine the next course of action.
• Provide an assessment regarding the client’s AML program.
• Initiate client outreach and follow-up with client on outstanding requirements in a professional manner when applicable.
• Maintain accurate tracking of reviews to ensure adherence to defined review schedule.
• Assist management in maintaining robust and up-to-date procedures and policies.
• Provide support for FCC-related examinations, audit, and projects.
• Assist in other ad-hoc tasks assigned by the EDD manager.
Required Qualifications and Skills:
• 1-3 years proven experience in financial industry with exposure to risk and compliance.
• Strong working knowledge of regional AML and regulations within the brokerage services industry.
• Excellent analytical, oral and written communication skills.
• Solid can-do mind set and problem-solving ability.
• Detail-oriented with outstanding organizational and project management skills.
• Ability to work independently in a small-team environment and to multi-task with minimal supervision.
• ACAMS, AAMLP, CFE, CFCS, Series 7, or other certifications are a plus.
• Proficiency in English, Cantonese or Mandarin
Company Benefits & Perks
• Competitive Salary, annual performance-based bonus and stock grant
• Excellent health and welfare benefits, including medical, dental, specialist and patient
• Competitive package of Annual Leave
• Daily lunch is ordered in house with a fully stocked kitchen
• Great work-life balance
• Unique opportunity to gain exposure to global financial products, markets and clientele
• Opportunities for career progression and job scope expansion in a global company with a growing local presence.